Compliance Health Check

Tell us about your company

Listing-related obligations scale with company size. We use this to calibrate the assessment.

Company Name *

CIN *

Market Capitalisation Band *

Under ₹500 Cr

₹500–2,000 Cr

₹2,000–10,000 Cr

Above ₹10,000 Cr

Your filing punctuality

Filing discipline is the strongest single predictor of overall compliance health. Be candid — this assessment is confidential.

In the last 4 quarters, how have your SEBI/Exchange filings been? *

All filings on time, no extensions

One or two filings late by under a week

Multiple late filings, some by over a week

Some filings still pending or under extension

Have you received any non-compliance notice or query from the exchanges in the last 12 months? *

No notices

1 notice / query

2–3 notices

4+ notices

Your board composition

LODR Regulation 17 requires specific board structures. Even one gap can be a violation.

Independent Director composition *

Fully LODR-compliant (≥50% IDs if chairman is non-executive, etc.)

Just at the minimum — no buffer for resignations

One ID short — vacancy not yet filled

Multiple gaps / sustained breach

Woman Director compliance *

Yes — independent woman director

Yes — but not independent

Not currently on board

KMP completeness *

CS, CFO, MD/CEO all in place

Recent vacancy in one position, replacement in progress

Sustained vacancy in one or more positions

Committee structures

Reg 18, 19, 20, 21 each prescribe specific committees with composition rules.

Which mandatory committees are properly constituted and functioning? *

All four (Audit, NRC, SRC, RMC) — fully compliant and meeting regularly

All four constituted but some meet irregularly

One or two committees have composition gaps

Material composition or functioning issues across multiple committees

Disclosure framework

Reg 30 material events, Reg 23 RPTs, and the SEBI PIT insider trading code are the three highest-risk areas.

Material Event Policy (Reg 30) — current status *

Updated within last 12 months and actively used

In place but more than 2 years old

Template policy, never actually used in disclosure decisions

Not maintained / unsure

SEBI PIT (Insider Trading) framework *

Current code, trading window monitored, structured pre-clearance in place

Code exists but enforcement is uneven

Weak — code outdated or not enforced

Where do we send the grade?

Your Compliance Health Grade and a personalised recommendation will be delivered immediately on the next screen, and emailed to you for your records.

Your Name *

Your Role *

Company Secretary

CFO

Director / Promoter

Other

Mobile *

Email *